Transfer Learning with Transformer-Based Models for Mine Water Inrush Prediction: A Multivariate Analysis Using Sparse and Imbalanced Monitoring Data

Huichao Yin, Gaizhuo Zhang, Qiang Wu, Fangpeng Cui, Bicheng Yan, Shangxian Yin*, Mohamad Reza Soltanian, Hung Vo Thanh, Zhenxue Dai*

*Corresponding author for this work

Research output: Contribution to journalArticlepeer-review

2 Scopus citations

Abstract

Predictions of mining-induced water inrush accidents are challenged by data sparseness and imbalances, as very few high-quality datasets can be obtained for successfully modeling data variation. By using the concept of transfer learning, we employed a well recorded borehole group water level dataset as a source dataset to train a selection of Transformer-based multivariate prediction models with state-of-the-art performance including PatchTST, InFormer, and AutoFormer, to capture data variation patterns in a statistically similar target dataset from a site with similar geological and mining conditions and examined the models' accident prediction performance. Additionally, the frequently used MLP-based Nbeats, RNN-based LSTM, and CNN-based TCN were adopted for the same task. In contrast to models trained merely on the target dataset, the Transformer-based models, especially PatchTST, achieved satisfactory zero-shot prediction performances in terms of accuracy, responsiveness, and anomaly detections for the early warning of accidents, proving their promising generalization capabilities for leveraging existing datasets for forecasting future accidents with data obtained in similar geological conditions. This has broad implications for mining accident prediction and groundwater risk assessment using data-driven approaches.

Original languageEnglish (US)
Article number121871
Pages (from-to)707-726
Number of pages20
JournalMine Water and the Environment
Volume43
Issue number4
DOIs
StatePublished - Dec 2024

Bibliographical note

Publisher Copyright:
© The Author(s) under exclusive licence to International Mine Water Association 2024.

Keywords

  • Anomaly detection
  • Borehole group
  • Multivariate prediction
  • Transformer models
  • Underground mining

ASJC Scopus subject areas

  • Water Science and Technology
  • Geotechnical Engineering and Engineering Geology

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